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A compliance and ethics professional should provide an explanation to management before accepting limitations imposed on investigations. This is vital because it ensures that the management understands the implications of such limitations and facilitates informed decision-making. Articulating the rationale behind any concerns regarding the limitations can highlight potential risks or ethical dilemmas that may arise from an incomplete investigation.

Engaging with management also reinforces a culture of transparency and accountability, enabling better alignment on compliance goals. Additionally, this process can help the professional assess whether the limitations are reasonable or if they compromise the integrity of the investigation itself. Conveying the professional's perspective helps to safeguard the organization's commitment to ethical practices and compliance, ensuring that all parties are aware of how constraints could impact the outcome or credibility of the investigation.